UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
On November 2, 2021, the Company appointed Collete English Dixon as a Class II member of its Board of Directors (the “Board”) and a member of the Nominating & Corporate Governance Committee.
There are no arrangements or understandings between Ms. English Dixon and any other person pursuant to which she was appointed to serve on the Board. There are no family relationships between Ms. English Dixon and any other director or executive officer of the Company, and there have been no transactions between Ms. English Dixon and the Company in the last fiscal year, and none are currently proposed, that would require disclosure under Item 404(a) of Regulation S-K.
Ms. English Dixon will receive the standard compensation available to the Company’s current non-employee directors, which is discussed in the Company’s Proxy Statement filed with the Securities and Exchange Commission on March 19, 2021, but on a pro-rated basis until the next Annual Meeting of Stockholders. She will also receive a restricted stock grant of 831 shares, which will vest on the date of the next Annual Meeting of Stockholders in May 2022. The Company will enter into its standard form of director indemnification agreement with Ms. English Dixon, which agreement is filed as Exhibit 10.7 to the Company’s registration statement on Form S-1 filed on September 23, 2013.
A copy of the press release announcing the appointment of Ms. English Dixon is attached hereto as Exhibit 99.1. The information in the press release will not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, nor will it be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such a filing.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit |
Exhibit Title or Description | |
| 99.1 | Press release issued by the Company entitled “Marcus & Millichap, Inc. Expands Board of Directors - Appoints Collete English Dixon to Board of Directors” dated November 4, 2021. | |
| 104 | Cover Page Interactive Data File - the cover page iXBRL tags are embedded within the Inline XBRL document | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MARCUS & MILLICHAP, INC. | ||||||
| Date: November 4, 2021 | By: | /s/ Steven F. DeGennaro | ||||
| Steven F. DeGennaro Chief Financial Officer | ||||||
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